Governance & Controls - Risk Advisor I - FINRA Job at Truist Financial Corporation, Charlotte, NC

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  • Truist Financial Corporation
  • Charlotte, NC

Job Description

Engage with Business Unit in its management of risks and controls as well as its execution of risk program requirements. Execute, facilitate and/or monitor execution of Risk Program requirements (e.g., RCSA, KRIs, etc.) within the assigned areas of a Business Unit. Provide risk advice to effectively management risk within the assigned areas of a Business Unit. Aggregate, integrate, correlate, and report risks for assigned areas of a Business Unit. Identify and opine on remediation to address weaknesses related to inadequate or failed processes, people, and systems, or external events and ensure effective remediation. Provide risk advice, through engagement with appropriate Subject Matter Experts (SMEs) and BURM peers, to assigned business areas within the Business Unit across all risk types to strengthen control environment (control design, implementation, evaluation, and reporting) and support adherence to applicable regulations, policies, and procedures. Identify and remediate control gaps within assigned business areas. Identify, measure, monitor and escalate key and emerging risks; Report and communicate risk results and escalate material concerns to BURM Leadership. Monitor risk mitigation and risk acceptance decisions to ensure a balanced operating environment through formal issues management program and other applicable routines. Execute Enterprise and Risk Program requirements to effectively identify, measure, report, and mitigate risks; Utilize and refine analytical tools as appropriate to support assessments of risk. Report and communicate risk results and escalate material concerns to BURM Leadership. Execute control monitoring and testing activities to assess effectiveness of control environment. Manage, update, monitor and track controls, including those aligned to SOX and regulatory requirements. Support the execution of risk management initiatives at the direction of BURM Leadership. Other activities and special projects, as deemed required.

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Job Tags

Full time,

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